Our speakers explore the below topics in relation to shareholding disclosure reporting, discussing what the rules are and what data you need to comply with these rules.
Major position reporting
Short position reporting
Takeover bid reporting
Harish is the Director of Corporate Actions & Shareholding Disclosure for Refinitiv, where he is accountable for managing and developing the content and product strategy for Corporate Actions & Shareholding Disclosure offering across various Refinitiv products.
He has been at Refinitiv for over 15 years and has a background in managing global content operations and specialist functions within Financial and Risk. He has also held various content strategy roles driving innovation and developing solutions (products and services) for the investment and advisory business.
Faye is a senior lawyer at aosphere LLP and Head of the Rulefinder Shareholding Disclosure service. Faye qualified as a lawyer in 2001 and worked in Allen & Overy's banking group before joining aosphere in 2008 for the development and launch of Rulefinder Shareholding Disclosure.
As Head of the Shareholding Disclosure service, Faye has oversight and responsibility for the legal content and development of the product. The service provides details of the rules regarding substantial shareholdings, short selling, sensitive industries (foreign investor and sector limits), takeovers and issuer requests for over 95 countries.
Gaurav Chandra is the global product manager for AxiomSL’s Global Shareholding disclosure product. He has designed and built AxiomSL products for 5 years and is responsible for ensuring these solutions are continuously enhanced and up-to-date with current regulations. Gaurav brings over a decade of experience working in the regulatory reporting space, primarily as a solution architect, but also heavily involved in on-site functional consulting and implementation for financial institutions in APAC and EMEA.
Claire is an Executive Director and Head of Product Development at aosphere LLP in London. With overall responsibility for aosphere's entire product strategy, Claire is also head of the group's three online regulatory subscription services and is an application developer and coder, creating expert systems which deliver legal content to clients in an instant. She has experience of a wide range of cross-border legal issues faced by compliance professionals, and has led the design and development of aosphere's financial services regulatory online services.
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AxiomSL delivers an enterprise strength platform
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The leading provider of cross border
online legal data serving over 450 global institutions.
Rulefinder Shareholding Disclosure is the market
leader in substantial shareholdings, short selling,
sensitive industries, takeovers, and issuer requests
analysis in 95+ jurisdictions.