The Future of Due Diligence: Third-Party Risk in the Era of COVID-19
In a recent survey by Refinitiv, 62% of respondents agreed that the current economic climate is encouraging organizations to take risks with regard to regulations to win new business. Moreover, 43% of third-party relationships are not subject to any form of due diligence. As North America adjusts to the new normal of operating in the wake of the COVID-19 pandemic, we must determine: what does due diligence look like going forward?
This webinar will discuss how companies are making changes to their onboarding processes and supply chain due diligence, and how COVID-19 has shifted priorities and budgets going forward.
Risk Revealed Webinar Series
Our new, 6-part Risk Revealed webinar series brings together risk and compliance experts from across financial markets and corporates. Join us to learn how data and technology solutions can help you identify and mitigate risk exposure across your business—and how innovation can help turn the tide against financial crime.
SUBMIT FORM for Instant On-Demand Access to the Webinar
In this session, our expert panel will discuss:
• What is the impact of COVID-19 on global supply chains?
• Overcoming the data challenge: How to build greater visibility and resilience into your supply chain with the right data
• How companies can protect themselves against the risk of criminal activity and regulatory enforcement, including FCPA compliance
Speakers
Holly Sais Phillippi
Performance and Strategy Director
Refinitiv
Linda Rogers
Global Compliance Manager
Pentair PLC
Holly has over 20 years experience in data/regulatory compliance and risk management. Holly is focused on building strong Customer and Third Party Risk communities within the corporate environment, regulatory and financial communities to ensure Refinitiv is putting the clients’ focuses first in product build and design. She is also responsible for strategic project planning, building an education strategy around Customer and Third Party risk and assisting clients with large-scale Rollout & Adoption projects around Customer and Third Party Risk solutions.
She has personally managed several top banks around the globe and engaged directly with their Anti-Money Laundering (AML) compliance teams and the heads of AML compliance. Holly’s focus has always been to ensure clients have the data and systems necessary to meet their regulatory guidelines as well as corporate responsibility expectations.
Linda Rogers has been with Pentair for 21 years, with a variety of roles from accounting and payroll, to purchasing compliance, including Sarbanes Oxley process implementation. She has spent years designing and improving audit and compliance programs and tools. Her many roles have provided her with years of contract negotiations, an understanding of the manufacturing industry and a wide knowledge of global trade and anti-bribery compliance. She currently manages the global compliance team at Pentair focused on international trade compliance and anti-corruption programs.
She is happily married, a mother to four grown children, and her two-year-old yellow Labrador retriever, Maxx. She normally loves to travel...but given the current situation, is enjoying time at home.
Kelly M. Slavitt
General Counsel & Consultant
Thomas R. Fox
"The Compliance Evangelist"
Kelly was the Vice President and General Counsel at Reckitt Benckiser LLC, the North American Hygiene and Home business unit of Reckitt Benckiser plc, a FTSE Top 25 company with 40,000 employees based outside of London. She and her team of 12 legal professionals protected $3.3 billion in net revenue for RB’s best known brands, including LYSOL, MUCINEX, AIR WICK, DUREX, D-CON, and GLASS PLUS. For 9 years, she was a member of the Global Legal Leadership Team and the North American Management Team, and reported jointly to the BU Global General Counsel and the Area President. Kelly was one of RB’s 400 top executives (“T400”).
Prior to joining RB, Kelly was Counsel at General Electric and the General Counsel at The American Society for the Prevention of Cruelty to Animals (ASPCA). Kelly is currently an Executive Committee member of the Association of Corporate Counsel (ACC) Law Department Management Network Committee, and was previously an Executive Committee member of the Intellectual Property Law Network Committee.
Kelly lives in a suburb of New York City with her family. She is an avid cyclist, skier, and salsa dancer. During COVID-19 sheltering, she is becoming a decent chef.
Tom is literally the guy who wrote the book on compliance with his seminal one volume book “The Compliance Handbook” published in May 2018 which was the No. 1 new bestseller on Amazon.com through its initial run. Additionally, Tom has authored 16 books on business leadership, compliance and ethics and corporate governance, including the international best-sellers “Lessons Learned on Compliance and Ethics” and “Best Practices Under the FCPA and Bribery Act” as well as his award-winning series Fox on Compliance.
Tom leads the social media discussion on compliance with his award-winning blog, The FCPA Compliance and Ethics Blog and is the Voice of Compliance, having founded the 40 show Compliance Podcast Network. He is also a member of the C-Suite Radio Network. He can be reached at tfox@tfoxlaw.com.
Learn more about Enhanced Due Diligence
Refinitiv, is one of the world’s largest providers of financial markets data and infrastructure. Serving more than 40,000 institutions in approximately 190 countries, we provide information, insights, and technology that drive innovation and performance in global markets. Our 160-year Reuters heritage of integrity enables customers to make critical decisions with confidence, while our unique open platform, best-in-class data, and cutting-edge technology bring greater opportunity to our customers. By advancing our customers, we drive progress for the entire financial community.
Refinitiv
3 Times Square, New York, NY 10036
